Dae Bo Shim
International Business Management
Suwon
Summary
Developing and overseeing control systems to prevent or deal with violations of legal guidelines and internal policies.
Evaluating the efficiency of AML controls and improve them continuously
Draft, modify and implement company policies
Overview
4
4
years of professional experience
Work History
Assistant Manager
Banco
Seoul
10.2021 - Current
- Completed VASP License report to legal authority of South Korea, KoFIU
- Prepare regulatory reports such as RBA AML Report to KoFIU
- Prepare regulatory reports such as daily and weekly transaction monitoing to KoFIU
- Monitor customers and their KYC status
- Report suspicious transactions to KoFIU
- Conduct annual Risk Assesment and report the results to board of Commitee
- Prepared and completed internal audit of AML System
- Introduce appropriate AML solutions and systems to comply with legal standards
- Conduct AML training to employees
- Track mandatory Compliance trainings and manage overall training completion status
- Manage KYE procedures and conduct Watch List Filtering of co-employees.
- Prepare and report internal control activities of AML and money laundering risk issues to Head of Compliance
- Conduct compliance monitoring programs regularly to comply with internal and external regulations
Assistant Manager
Doublelink
Seoul
07.2021 - 09.2021
- Prepare VASP License reporting to KoFIU
- Monitor customers and their KYC status
- Report suspicious transactions to KoFIU
- Conduct annual Risk Assesment and report the results to board of Commitee
- Prepare internal audit of AML System
- Introduce appropriate AML solutions and systems to comply with legal standards
- Conduct AML training to employees
- Track mandatory Compliance trainings and manage overall training completion status
- Manage KYE procedures and conduct Watch List Filtering of co-employees.
- Prepare and report internal control activities of AML and money laundering risk issues to Head of Compliance
- Conduct compliance monitoring programs regularly to comply with internal and external regulations
Education
BBA - Internation Business Management
Solbridge Internation School of Business
Daejeon, South Korea 04.2001 -
Skills
CAMs
Timeline
Assistant Manager
Banco
10.2021 - Current
Assistant Manager
Doublelink
07.2021 - 09.2021
BBA - Internation Business Management
Solbridge Internation School of Business
04.2001 -
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