Summary
Overview
Work History
Education
Skills
Timeline
Generic

Dae Bo Shim

International Business Management
Suwon

Summary

Developing and overseeing control systems to prevent or deal with violations of legal guidelines and internal policies.

Evaluating the efficiency of AML controls and improve them continuously

Draft, modify and implement company policies

Overview

4
4
years of professional experience

Work History

Assistant Manager

Banco
Seoul
10.2021 - Current
  • Completed VASP License report to legal authority of South Korea, KoFIU
  • Prepare regulatory reports such as RBA AML Report to KoFIU
  • Prepare regulatory reports such as daily and weekly transaction monitoing to KoFIU
  • Monitor customers and their KYC status
  • Report suspicious transactions to KoFIU
  • Conduct annual Risk Assesment and report the results to board of Commitee
  • Prepared and completed internal audit of AML System
  • Introduce appropriate AML solutions and systems to comply with legal standards
  • Conduct AML training to employees
  • Track mandatory Compliance trainings and manage overall training completion status
  • Manage KYE procedures and conduct Watch List Filtering of co-employees.
  • Prepare and report internal control activities of AML and money laundering risk issues to Head of Compliance
  • Conduct compliance monitoring programs regularly to comply with internal and external regulations

Assistant Manager

Doublelink
Seoul
07.2021 - 09.2021
  • Prepare VASP License reporting to KoFIU
  • Monitor customers and their KYC status
  • Report suspicious transactions to KoFIU
  • Conduct annual Risk Assesment and report the results to board of Commitee
  • Prepare internal audit of AML System
  • Introduce appropriate AML solutions and systems to comply with legal standards
  • Conduct AML training to employees
  • Track mandatory Compliance trainings and manage overall training completion status
  • Manage KYE procedures and conduct Watch List Filtering of co-employees.
  • Prepare and report internal control activities of AML and money laundering risk issues to Head of Compliance
  • Conduct compliance monitoring programs regularly to comply with internal and external regulations

Education

BBA - Internation Business Management

Solbridge Internation School of Business
Daejeon, South Korea
04.2001 -

Skills

    CAMs

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Timeline

Assistant Manager

Banco
10.2021 - Current

Assistant Manager

Doublelink
07.2021 - 09.2021

BBA - Internation Business Management

Solbridge Internation School of Business
04.2001 -

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Dae Bo ShimInternational Business Management